Connect market access, order matching, custody, settlement, integrity, resilience and customer disclosures.
Why this workstream matters
The platform model must explain asset admission, participants, liquidity, conflicts, market integrity, order and trade records, custody/settlement, complaints and possible securities or investment overlap.
Model-specific questions
- Asset and participant admission
- Order matching and trade records
- Liquidity and conflict controls
- Custody, settlement and reconciliation
- Market integrity and complaints
- Resilience, logs and regulatory overlap
How it connects to the application
Outputs must be consistent with the ownership structure, product and information flows, providers, business plan, staffing assumptions, policies and system behaviour. Any inconsistency should be resolved before filing or implementation.
Client inputs and dependencies
We confirm required founders, group records, product documentation, vendor information, system access, markets, transaction assumptions and responsible client personnel during scoping. The proposal separates adviser work, client responsibilities and third-party costs.