Separate assessment and operational preparation from the statutory NBG review period.
Why this workstream matters
A realistic plan covers assessment, architecture, evidence collection, operational build, consistency testing, filing, NBG questions, demonstrations, decision, launch and ongoing supervision. The legal 60-day review period starts after a complete required filing.
What this guide covers
- Assessment and service classification
- Ownership, governance and source evidence
- Policies, providers, system and staffing build
- Final consistency testing and translation
- Complete filing and NBG review
- Demonstration, decision, launch and supervision
How it connects to the application
Outputs must be consistent with the ownership structure, product and information flows, providers, business plan, staffing assumptions, policies and system behaviour. Any inconsistency should be resolved before filing or implementation.
Client inputs and dependencies
We confirm required founders, group records, product documentation, vendor information, system access, markets, transaction assumptions and responsible client personnel during scoping. The proposal separates adviser work, client responsibilities and third-party costs.