Align the application, AML framework and system behaviour so the company can demonstrate controls and keep evidence.
Why this workstream matters
Review build-versus-buy, providers, identity and business verification, sanctions/PEP/adverse-media, blockchain analytics, wallet/custody, exchange, ledger, reconciliation, cases, reporting, logs, data retention, access control, incidents and continuity.
Principal deliverables
- Solution and data architecture
- Vendor and dependency matrix
- KYC/KYB, sanctions and KYT workflows
- Wallet, ledger and reconciliation controls
- Audit logs, cases and reporting
- Security, continuity, Travel Rule roadmap and demo scripts
How it connects to the application
Outputs must be consistent with the ownership structure, product and information flows, providers, business plan, staffing assumptions, policies and system behaviour. Any inconsistency should be resolved before filing or implementation.
Client inputs and dependencies
We confirm required founders, group records, product documentation, vendor information, system access, markets, transaction assumptions and responsible client personnel during scoping. The proposal separates adviser work, client responsibilities and third-party costs.